About

Founded in 2021, GBA Capital Holdings (AFSL 544680) is an independently owned stockbroking and Capital markets firm
based in Sydney and Perth, providing equity sales and trading, corporate advisory to wholesale and corporate clients. GBA
is focused on emerging and high growth ASX listed and pre-IPO opportunities

Our services

LEARN MORE

Our Strategy

Trust

GBA Capital focuses on establishing enduring
partnerships with our clients, based on trust,
reliability and shared ambitions

Integrity

We uphold the highest standards of integrity,
ensuring ethical conduct and honesty in all
dealings.

Innovation

We are driven to provide cutting edge services
that enhance the financial experiences of our
clients.

Latest Transactions

GALAN LITHIUM

ASX:GLN

OCT 2023

Mining & Resources

Taiga, Camaro and Hellcat Lithium
Prospects – James Bay, Canada

Convertible Note

Lead Manager

REDSTONE RESOURCES

ASX:RDS

OCT 2023

Mining & Resources

Taiga, Camaro and Hellcat Lithium
Prospects – James Bay, Canada

Lead Advisor

Mergers and Acquisitions

EMU NL

ASX:EMU

OCT 2023

Mining & Resources

920k

EMU NL

Lead Manager

ADELONG GOLD

ASX:ADG

SEP 2023

Mining & Resources

Santa Rita do Araçuaí Prospects
– Minas Gerais, Brazil

Placement

Mergers and Acquisitions

ADELONG GOLD

ASX:ADG

SEP 2023
Mining & Resources
$1m

Placement

Lead Manager
TRIGG MINING

ASX:THR

SEP 2023
Mining & Resources
$1m

Placement

Lead Manager
TRIGG MINING

ASX:TMG

SEP 2023
Mining & Resources
$1m

Underwritten Rights Issue

Lead Manager
TRIGG MINING

ASX:TMG

SEP 2023
Mining & Resources
576k

Placement

Lead Manager
POWER MINERALS

ASX:PNN

August 2023

Mining & Resources

$1.5m

Convertible Note

Lead Manager

PERPETUAL RESOURCES

ASX:PEC

Aug 2023

Mining & Resources

$1.5m

Placement

Lead Manager

ENOVA MINING LIMITED

ASX:ENV

Aug 2023

Mining & Resources

$1.5m

Convertible Note

Lead Manager

PERPETUAL RESOURCES

ASX:PEC

August 2023

Mining & Resources

$

Facilitator to the Acquistion

Mergers and Acquisitions

GODOLPHIN RESOURCES

ASX:GRL

June 2023

Mining & Resources

$715k

Rights shortfall

Lead Manager

ADAVALE RESOURCES

ASX:ADD

July 2023

Mining & Resources

$2.48m

Placement + Right Issue

Lead Manager

ADAVALE RESOURCES

ASX:ADD

July 2023

Mining & Resources

$800k

Underwritten Rights Issue

Lead Manager

PERPETUAL RESOURCES

ASX:PEC

August 2023

Mining & Resources

Itinga & Paraiso Lithium Prospects -
Minas Gerais, Brazil

Facilitator to the Acquistion

Mergers and Acquisitions

Testimonial

“Stavely Minerals (SVY) is an ASX listed exploration company with copper gold projects in Victoria and Nickel-copper projects in the West Kimberley region of WA. We engaged GBA Capital for a capital raising for exploration drilling, resource definition and future working capital. GBA executed the transaction with remarkable efficiency and coordination, providing a prompt turnaround. I would be glad to recommend GBA to other companies looking to raise growth capital.”

Stavely Minerals (SVY)
Chris Cairns, Managing Director

July 2023 - $3.55m Placement

“ASR is a gold and rare earth exploration company focused on Western Australia. ASR engaged GBA to raise capital to assist in repaying some costly legacy debt and provide working capital to advance our projects. GBA were able to think creatively and work constructively to provide a capital solution that mitigated dilution to our shareholders and provided fast and efficient capital to our business. We were particularly impressed with GBA’s fast turn around and their ability to raise capital quickly with a professional and highly organized settlement process.”

Asra Minerals Limited (ASR)
Paul Summers, Chairman

December 2022 - $2.5m Convertible Note

“Harena Resources is a private resource exploration company with a substantial brownfield, rare earth resource in Madagascar. We contacted GBA over Christmas 2022 and they quickly delivered a capital raising structure that raised the funds we required. We highly recommend the skill and responsiveness of GBA to other companies considering raising capital..”

Harena Resources
Tim Morrison, Chairman

February 2023 - $2.95m Convertible Note

“PNN is a diversified exploration company that engaged GBA for private placement to accelerate the company’s exploration activities in Argentina and Australia. We were delighted how GBA provided a fast turn around in achieving over $10m of bids in a single day for our oversubscribed placement with a highly professional and efficient approach”.

Power Minerals Limited (PNN)
Stephen Ross, Chairman

September 2022 - $5.5m Placement

“Aruma Resources (AAJ) is an ASX listed exploration company with lithium and gold projects in Western Australia. We engaged GBA Capital for our recent placement and were impressed with their speed of execution and professional approach, achieving an oversubscription for our capital raise in difficult market conditions.”

Aruma Resources (AAJ)
James Moses, Chairman

June 2023 - $2.36m Placement